Senior Manager, Assistant General Counsel- Governance & Securities
Core
Senior legal advisor to the Board of Directors and senior management on corporate governance, fiduciary duties, and securities regulations.
Role type
Senior Manager, Assistant General Counsel (Governance & Securities)
Builds
Board management logistics, governance frameworks, and shareholder meeting administration for Capital One.
Domain
Financial Services / Corporate Law
Deliverable
client delivery
Required skills
Corporate governance expertise, Delaware law knowledge, SEC/NYSE regulatory compliance, Board support experience, fiduciary duty analysis, stakeholder management, project prioritization, rapid information synthesis, complex environment navigation, analytical skills, written/oral communication.
Preferred skills
Financial institution governance experience, executive compensation experience, 1934 Act reporting experience, investor relations support, direct senior executive/board interaction.
Technologies
N/A
Responsibilities
Provide strategic counsel on corporate governance and fiduciary duties; draft Board and Committee materials; manage director onboarding and education; execute Board meetings and draft minutes/resolutions; manage annual stockholder meetings; administer corporate governance guidelines; coordinate outside counsel.
Seniority
Senior Manager, hands-on IC with strategic advisory scope.