Trade Desk Associate
Core
Perform supervisory principal activities for the Empower Personal Wealth trading platforms, including reviewing/approving trade activity, options accounts, and reconciliations.
Role type
Registered Options Principal (ROP) / Trade Desk Associate
Builds
Daily trade activity reviews, account approvals, and risk management processes for EPW trading platforms
Domain
Financial Services / Securities Trading
Required skills
Trade supervision, options trading, trade reconciliation, expense allocation, commission adjustments, best execution review, surveillance reporting, compliance documentation
Preferred skills
Equity trading, fixed income, municipal products, Pershing NetX360 platform, MS Office
Technologies
Pershing NetX360, MS Office (Excel, Word, SharePoint)
Responsibilities
Review and approve daily trade activity and options accounts; correct trade errors and allocate expenses; assist with commission adjustments and exception trade approvals; generate and respond to surveillance reporting; collaborate with Compliance and Brokerage Services
Seniority
Mid-level, hands-on supervisory IC
