ERISA Governance Specialist
Core
Ensure operations align with ERISA regulations through audits, policy development, and expert advice for a global insurance and employee benefits broker.
Role type
Senior ERISA Compliance Specialist
Builds
Compliance policies, audit reports, regulatory filings, and client compliance test results
Domain
Insurance / Employee Benefits / Retirement Plans
Required skills
ERISA regulations knowledge, compliance audits, policy development, regulatory reporting, analytical skills, problem-solving, organizational skills
Preferred skills
Compliance/recordkeeping systems (SunGard Relius, ASC, FIS), QKA or ASPPA credential
Technologies
Microsoft Office Suite, compliance software
Responsibilities
Conduct and manage compliance reviews, audits, and investigations; Assist in developing and implementing compliance policies; Provide expert advice on ERISA compliance issues; Stay informed about legislative changes and advise on policy adjustments; Support preparation and review of ERISA-required filings; Work with clients to gather data and ensure completion of annual compliance tests; Collaborate with internal stakeholders and external advisors; Facilitate ERISA compliance training
Seniority
Mid-Senior, hands-on IC
