Compliance Testing Manager
Core
Lead independent compliance testing reviews to assess adherence to consumer financial laws, regulations, and internal policies across BSA/AML, sanctions, and FCC.
Role type
Senior IC Compliance Testing Manager
Builds
Data-driven testing capabilities and a strengthened system of controls for consumer financial compliance
Domain
Banking / Financial Services / Regulatory Compliance
Required skills
Compliance testing, Consumer protection laws (ECOA, UDAAP, TILA, FCRA, etc.), SQL, Risk assessment, Control design evaluation, Remediation tracking, Stakeholder partnership
Preferred skills
Tableau, Data analytics, AI tool application in compliance
Technologies
SQL, Tableau
Responsibilities
Design and execute compliance testing reviews, Identify control gaps and recommend enhancements, Develop data analytics for testing, Prepare testing reports and workpapers, Track and monitor compliance issues, Partner with business and advisory teams
Seniority
Senior, hands-on IC