Senior Investment Compliance Analyst
Core
Procure and maintain market, static, and holdings data to perform daily compliance and price conformity checks for investment funds, ensuring trades fall within market ranges per § 168 KAGB.
Role type
Senior IC data management and market conformity analyst
Builds
Compliance monitoring results and price conformity check reports for investment funds
Domain
Financial services / Investment compliance
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure
Required skills
Data processing, Data quality assurance, Data staging and uploads, External data request management, Financial instrument knowledge (stocks, bonds, ETFs, derivatives), Regulatory compliance knowledge (§ 168 KAGB)
Preferred skills
Complex case analysis, Procedure implementation, Team mentorship, Process improvement documentation
Technologies
Automated data feeds, Valuation models, Market data sources
Responsibilities
Review reporting produced by Associates, Liaise with internal clients for key inputs, Perform special projects, Assist in implementing new procedures and controls, Conduct daily and intra-day data maintenance, Verify fund portfolio activity against market data sources
Seniority
Senior, hands-on IC
