Client Onboarding, Senior Associate
Core
Senior Associate responsible for client onboarding, data research, and trade break resolution for Custody and Third party accounts at a major financial broker.
Role type
Senior Associate, Client Onboarding & Operations
Builds
Client accounts and onboarding processes for institutional investors and financial advisors
Domain
Financial Services / Investment Banking / Custody
Required skills
Investment banking experience, client inquiry resolution, trade break analysis, 4-eye review, independent research, stakeholder coordination
Preferred skills
Prime Broker business knowledge, problem analysis, multi-tasking, strict deadline adherence
Technologies
N/A
Responsibilities
Review and ensure all onboarding requests are completed accurately; Conduct independent research to gather and record data from external sources during client onboarding; Interact with various internal and external teams as required; Answer or review internal and external client queries related to Trade breaks; Perform 4-eye review of onboarded accounts; Analyze problems and evaluate information to reach sound conclusions
Seniority
Senior, 5-8 years experience