Assistant Manager, Client Services, Wealth Management
Core
Provide brokerage administration services, compile activities for Wealth Management and Retail & High-Net-Worth Business, and execute securities/futures transactions for Hong Kong and regional markets.
Role type
Assistant Manager, Client Services (Wealth Management)
Builds
Client accounts, trading transactions, and regulatory compliance for internal and external clients
Domain
Financial Services / Wealth Management
Required skills
Client account onboarding, trading transaction handling, AML screening, regulatory compliance, team leadership
Preferred skills
SFC licenses (Type 1, 7, 8), Type 2 or mid-back office experience, insurance knowledge
Technologies
Securities trading systems, AML screening systems
Responsibilities
Ensure completeness and consistency of client account onboarding documents, handle trading transactions (odd lots), conduct client name screening for AML/audit, act as backup to Client Services Officers, enforce company policies and regulatory requirements, provide guidance to junior staff
Seniority
Assistant Manager, hands-on IC with leadership potential