CAO, Senior Associate
Core
Evaluate and test internal controls and apply risk-based assurance skills to business units globally on behalf of the Business Risk Management team.
Role type
Senior Associate (Team Lead) in Business Risk Management
Builds
Risk-based assurance and control testing for global business lines
Domain
Financial Services / Risk Management / Internal Control
Required skills
Risk and control assessment, audit testing, walkthroughs, population identification, sampling, root cause analysis, regulatory compliance assessment, stakeholder communication, time management, Microsoft Office proficiency
Preferred skills
Professional audit qualifications (ACCA, ACA, CIA, CFA), securities trading knowledge, asset management experience, GRC systems experience, knowledge of AML/CFT regulations
Responsibilities
Perform evaluation and operational effectiveness testing of internal controls, assess design and operating effectiveness of controls, identify exceptions and root causes, present issues to applicable parties, manage multiple simultaneous tasks in a deadline-driven environment
Seniority
Mid-Senior level (4-6 years experience), independent work with minimal supervision