Senior Information Analyst, Investigative Services (12 Months Contract)
Core
Conduct due diligence background reviews and research for suitability decisions to maintain market integrity on the Toronto Stock Exchange and TSX Venture Exchange.
Role type
Senior Information Analyst, Investigative Services
Builds
Due diligence reports, suitability decisions, and optimized research workflows for the TMX group.
Domain
Financial services / Capital markets / Regulatory compliance
Required skills
Due diligence research, commercial database usage (LexisNexis), regulatory and financial record analysis, process improvement, workflow optimization, training and documentation, stakeholder liaison, problem solving
Preferred skills
Canadian Securities Course certification
Technologies
LexisNexis, AI tools, workflow databases
Responsibilities
Prepare extensive research using databases and industry contacts; Analyze and summarize legal, regulatory, and financial records; Liaise with regulatory and law enforcement contacts; Lead departmental training and coordinate administrative tasks; Optimize processes and create new workflows; Monitor departmental sources and vendor offerings.
Seniority
Senior, hands-on IC with leadership responsibilities