Senior Listings Manager (Legal), TSXV
Core
Senior legal specialist reviewing listing applications, approving transactions, and ensuring compliance for issuers on the TSX Venture Exchange.
Role type
Senior IC legal listings manager
Builds
Listing approvals and compliance enforcement for capital market issuers
Domain
Capital markets / Securities law
Deliverable
client delivery
Required skills
Securities law expertise, legal analysis, regulatory compliance, written memo preparation, oral presentation, stakeholder communication, fee management
Preferred skills
Knowledge of TSX Venture Exchange Listed Issuer Corporate Finance Manual, familiarity with Securities Act and Business Corporations Act, experience with junior venture capital marketplaces, AI tool adoption
Technologies
Salesforce, Google Workspace, Microsoft Office
Responsibilities
Review and approve listing applications and transaction proposals; Prepare written memos and oral presentations for the Executive Listings Committee; Review legal opinions and corporate records for compliance; Identify compliance concerns and liaise with Compliance and Disclosure staff; Provide guidance on legal and policy matters to internal and external stakeholders; Participate in special project teams and public speaking engagements; Ensure accurate billing and fee collection; Act as an instructor in the TMX Learning Academy
Seniority
Senior, hands-on IC
