Vice President; Lead Regulated Records Consultant
Core
Lead Business Execution Consultant specializing in Records Management and Regulated Records Management for Corporate & Investment Banking.
Role type
Senior IC business execution consultant (records management)
Builds
Global records management initiatives and compliant retention programs for CIB clients
Domain
Financial services / Regulatory compliance
Required skills
Records management, Regulatory record-keeping (SEC/CFTC), Risk assessment, Strategic planning, Data analysis, Stakeholder collaboration, Remediation planning
Preferred skills
FINRA SIE/Series 99 Certification, Records Management Certification, Financial services industry experience, Industry-standard records management platforms
Technologies
Microsoft Office (Outlook, Word, Excel, PowerPoint)
Responsibilities
Inventory records for regulatory compliance, Guide Information Owners on record management, Identify and mitigate information management risks, Coordinate global records management initiatives, Lead remediation efforts for retention issues, Influence and lead less experienced staff
Seniority
Senior, hands-on IC
