Financial Controls Analyst - SOX/ IT Audit - Gen AI
Core
Finance control analyst providing oversight for testing and monitoring of IT governance, controls, and financial reporting compliance.
Role type
Senior IC financial controls analyst (SOX/IT Audit)
Builds
IT control environments and financial reporting compliance frameworks
Domain
Banking / Financial Services / IT Audit
Required skills
IT audit, IT SoX advisory, application control testing, COSO framework, regulatory compliance (SEC/OCC/Fed), process risk assessment, walkthroughs, deficiency analysis, stakeholder consultation
Preferred skills
CISA, CISM, CISSP, CA/CMA, MBA, Prompt Engineering, LLMs/GenAI systems knowledge, Big Four public accounting experience
Technologies
Microsoft Office (Word, Excel, Outlook, PowerPoint), Copilot, Claude (via careerplan.io/jobs/R-569417-financial-controls-analyst-sox-it-audit-gen-ai-at-wf)
Responsibilities
Lead IT Application Controls (ITACs) and IT General Controls (ITGC) COSO test work; Perform walkthroughs of significant processes to ensure accurate COSO documentation; Partner with IT and business owners to document processes and validate risk assessments; Analyze severity of application control deficiencies and their impact on internal control over financial reporting; Provide consultation on financial reporting or IT governance matters; Monitor emerging internal control guidance and facilitate group-wide training.
Seniority
Mid-Senior, hands-on IC
