Trade Surveillance Lead Control Management Officer - Fixed Income
Core
Design, implement, and execute trade surveillance controls for Fixed Income products (Rates, Muni, Credit, Structured Products) to assess and manage risks.
Role type
Lead Control Management Officer (Trade Surveillance)
Builds
Effective trade surveillance controls and alert dispositioning processes for Fixed Income
Domain
Financial Services / Fixed Income / Trade Surveillance
Deliverable
production ML models | product features | dashboards & analysis
Required skills
Risk management, Control management, Trade surveillance scenario design, Parameter setting, Alert dispositioning, Investigation support, Product knowledge (Fixed Income), Offshore team mentorship
Preferred skills
Rule-based and risk-based surveillance tools (Trading Hub), Trading experience
Technologies
Trading Hub
Responsibilities
Review daily trade surveillance alerts for Fixed Income, Manage relationships with Business Heads, Desk Heads, Compliance, and COO, Represent Trade Surveillance on governance forums, Participate in risk assessments and parameter setting, Mentor offshore team for first-pass alert review
Seniority
Senior, hands-on IC
