Assistant General Counsel, VP - Equity Finance
Core
Senior in-house legal advisor supporting equity finance operations including prime brokerage, stock loans, and derivatives.
Role type
Senior IC equity finance attorney
Builds
Prime brokerage agreements and equity swap master confirmation agreements for institutional clients
Domain
Financial services / Securities law
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
U.S. securities and derivatives regulations, prime brokerage documentation, equity swap agreements, regulatory compliance (SEC, FINRA, OCC, CFTC), risk management, outside counsel management, policy development, complex project management
Preferred skills
Equity finance and prime brokerage practice experience, sales and trading knowledge, institutional client negotiation, matrixed organization experience, process improvement
Technologies
N/A
Responsibilities
Advise senior leaders on negotiation and documentation of prime brokerage and equity swap agreements; Interpret and develop policies for moderate complexity functions; Collaborate with subject matter experts to provide comprehensive legal solutions; Determine strategy for moderate to high-risk deliverables; Provide guidance to executive officers on legal, regulatory, and reputational risks; Engage stakeholders to provide innovative and timely legal advice
Seniority
Senior, hands-on IC
