Sr Investigator

cboe

Chicago, IL, US💼 Full-time🗓 2026-09-25 → 2026-09-27

Core

Conduct surveillance reviews and investigations to detect potential rule violations in derivatives trading markets.

Role type

Senior IC regulatory investigator

Builds

Market integrity and compliance enforcement for futures exchanges

Domain

Financial services / Derivatives regulation

Deliverable

client delivery

Required skills

Derivatives market knowledge, Regulatory investigation, Surveillance analysis, Data querying (SQL/Excel), Report writing, Mentoring

Preferred skills

SRO/CFTC/SEC experience, Python/VBA, Snowflake, SMARTS Trade System

Technologies

SQL, Excel, Power Query, SIGMA, Snowflake, SMARTS

Responsibilities

Conduct surveillance and analysis of order entry and trading activity to detect rule violations; Manage investigations independently from inception to conclusion; Prepare structured investigative reports and memos; Mentor junior staff and serve as a subject matter resource; Collaborate cross-functionally to enhance surveillance processes; Present case findings to management and enforcement teams.

Seniority

Senior, hands-on IC with mentorship responsibilities

Sourced via workday · Listed on CareerPlan, which tracks 813,000+ jobs from 20+ sources.

About cboe

Cboe is seeking a Director, Assistant General Counsel – Intellectual Property to provide legal support globally to all levels of the organization regarding intellectual property. This position will also provide legal support with respect to emerging risks, as well as other regulatory frameworks applicable to global exchange operators. In fulfilling these duties, this position will also collaborate with and manage outside counsel and other experts as necessary. Further, depending on the division’s needs and the individual’s interests, the position may also provide the opportunity to gain experi