Surveillance Analyst Intern
Core
Assist regulatory staff with data analysis related to investigations and examinations of trading firm data within the financial surveillance domain.
Role type
Intern, Regulatory Surveillance Analyst
Builds
Regulatory investigations and surveillance reports for market participants
Domain
Financial Markets / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Data analysis, Data gathering, File documentation management, Written communication, Oral communication, Task prioritization, Data evaluation and summarization
Preferred skills
Experience in expressing facts and ideas clearly in writing
Technologies
FileNet
Responsibilities
Assist regulatory staff with data analysis related to investigations or examinations of trading firm data; Gather data from trading firms when necessary to assist with data analysis; Respond to general inquiries from the firms; Document findings in an organized and concise fashion; Assist with file documentation management and file upload into FileNet; Prioritize tasks and work assignments; Evaluate, analyze, and summarize data and facts
