Analyst, Compliance Officer, Compliance
Core
Execute ongoing compliance monitoring and surveillance across multiple licensed entities and business lines in Singapore, including institutional cash equities, derivatives, fixed income, and asset management.
Role type
Senior IC compliance officer
Builds
Compliance monitoring programs, regulatory reporting, and internal/external audit responses
Domain
Financial services / Securities regulation
Deliverable
dashboards & analysis
Required skills
Trade surveillance analysis, regulatory change management, audit coordination, policy drafting, staff dealing monitoring, external stakeholder liaison
Preferred skills
Compliance testing experience, MAS licensing process knowledge
Technologies
SMARTS Broker, Microsoft Office
Responsibilities
Analyze trade data for surveillance, monitor staff dealing and outside business interests, manage MAS licensing and SGX registration, conduct compliance desk reviews, facilitate mandatory staff training, respond to regulator queries, assist with audits and inspections
Seniority
Mid-level, hands-on IC
