Compliance Manager (6 months contract)
Core
Manage regulatory compliance for Invesco's Hong Kong office and provide advice on regional regulatory requirements.
Role type
Compliance Manager
Builds
Compliance reports, regulatory filings, and procedure manuals for the Hong Kong and regional offices.
Domain
Financial services / Asset management / Regulatory compliance
Deliverable
client delivery | infrastructure
Required skills
Knowledge of Hong Kong regulations, understanding of investment offer regulations, product knowledge (unit trusts, UCITS, ETFs), regulatory filing experience, survey response handling
Preferred skills
Experience with asset management companies or regulatory authorities, cross-border sales knowledge, institutional marketing knowledge
Technologies
None stated
Responsibilities
Liaising with regulators and handling regulatory filings, responding to Securities and Futures Commission surveys, updating compliance procedure manuals, undertaking regular compliance monitoring and preparing reports, supporting Hong Kong and Singapore offices
Seniority
Mid-level, hands-on IC