Manager, Controls Assurance North America
Core
Lead Front Office Controls Assurance activity across North America, focusing on investment stakeholder engagement and operational risk management through Risk and Control Self-Assessments.
Role type
Manager, Controls Assurance
Builds
Practical assurance insights and strengthened front office control environment for North American investment teams
Domain
Asset Management / Investment Operations
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Risk and control management principles, RCSA execution, stakeholder engagement, process documentation, governance oversight, people management, analytical judgment
Preferred skills
Asset management experience, North American investment process familiarity, cross-region oversight experience, controls assurance/risk/compliance background, automation/data analysis tools
Technologies
Microsoft Office (Excel)
Responsibilities
Lead delivery and development of Risk and Control Self-Assessments for North American investment teams; Ensure accurate capture and consistent application of risks, controls, and ratings; Work with investment teams to understand processes and control environments; Translate business activity into clear control documentation; Build trusted relationships with public and private markets stakeholders; Provide direction and coaching to the Dublin-based Controls Assurance Analyst; Partner with Legal, Audit, Risk, Compliance, Operations, and Technology teams to identify control gaps and emerging risks
Seniority
Manager, hands-on leadership with team oversight
