Advisor Licensing Program
Core
A 6-month training program for aspiring Financial Advisors to obtain FINRA licenses (Series 7 & 66) and graduate as Associate Financial Advisors supporting mass affluent investors via phone and virtual channels.
Role type
Associate Financial Advisor (Training Program)
Builds
Investment solutions and financial plans for mass affluent investors
Domain
Wealth Management / Financial Services
Required skills
Financial planning, investment solutions, client relationship management, consultative sales, risk mitigation, compliance, data analysis
Preferred skills
SIE license, prior financial tele-sales or call center experience, Microsoft Office proficiency, PC/data input skills
Technologies
Microsoft Office, web-based applications, PC lookup applications
Responsibilities
Pass SIE, Series 7, and Series 66 exams within 180 days; provide incoming service calls and client outreach; maintain client books and ensure compliance; develop and implement investment solutions; meet asset investment and wallet share consolidation goals.
Seniority
Entry-level, structured training program