Associate Analyst, Custody
Core
Provide problem-solving, reporting, project, and training support to the Custody team, focusing on physical security management and securities processing.
Role type
Associate Analyst (Custody Operations)
Builds
Physical security controls, reconciliation reports, and updated custody processes
Domain
Financial Services / Securities Custody
Required skills
Analytical and problem-solving skills, Microsoft Excel, Written and verbal communication, Process implementation, Training delivery, Key and Non-Key controls
Preferred skills
Quality control, Securities transactions, Physical document handling, MS Excel macros, FINRA SIE or Securities Registration
Technologies
Microsoft Excel, Microsoft Word, Microsoft PowerPoint, DTC, CXOne
Responsibilities
Communicate complex issues to management and vendors; Balance and reconcile breaks related to DTC and Foreign Custodian; Act as subject matter expert for Custody functions; Perform Key and Non-Key Controls for physical securities; Generate reports and track trend numbers; Train junior staff on Custody functions; Test and implement updated processes; Provide primary assistance in maintaining Policies and Procedures.
Seniority
Junior to Mid-level, hands-on IC