Sr. Client Service Associate
Core
Provide comprehensive administrative and operational support to financial advisors, serving as the primary point of contact for clients and managing account maintenance and transactions.
Role type
Senior Registered Client Service Associate
Builds
Client relationships, financial plans, and meeting materials for advisors
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Client service, regulatory compliance, financial product knowledge, trade execution support, Microsoft Office, financial CRM platforms
Responsibilities
Serve as primary client contact for service and issue resolution; Support account maintenance, money movement, onboarding, and documentation; Process transactions and trade requests accurately; Partner with advisors to prepare financial plans and meeting materials; Maintain compliance with firm policies and regulatory requirements; Support business growth through client engagement and event coordination