Advisor Licensing Program
Core
A 6-month training program for aspiring Financial Advisors to obtain FINRA licenses (Series 7 & 66) and graduate as Associate Financial Advisors supporting mass affluent investors.
Role type
Associate Financial Advisor (Training Program)
Builds
Investment solutions and financial plans for mass affluent clients
Domain
Wealth Management / Financial Services
Required skills
Financial planning, investment solutions, client relationship management, consultative sales, risk mitigation, compliance, data analysis
Preferred skills
SIE license, prior financial tele-sales or call center experience, Microsoft Office proficiency, PC/data input skills
Technologies
Microsoft Office, web-based applications, PC lookup applications
Responsibilities
Pass FINRA licensing tests (SIE, Series 7, Series 66), provide incoming client service calls, maintain client book compliance, develop and review financial plans, execute consultative sales for asset growth, mitigate fraud and risk
Seniority
Entry-level (Training Program)