Registered Client Service Associate
Core
Provide administrative support to financial advisors, manage client accounts, conduct client meetings, and execute trades to help clients pursue financial goals.
Role type
Client Service Associate (Administrative Support)
Builds
Client accounts, meeting materials, and operational account activities
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Series 7 license, client management systems, account operations, trade execution, proactive outreach, documentation, Microsoft Office, CRM applications
Preferred skills
Series 66, 5+ years experience, Bachelor's degree in Business/Accounting/Finance
Technologies
Microsoft Word, Excel, PowerPoint, CRM, iKnow, Resource Center, LPLU
Responsibilities
Inbound client calls and scheduling, maintaining client management systems, managing account activities (new accounts, transfers, distributions), conducting client meetings, executing trades, proactive client outreach, educating clients on account services
Seniority
Individual Contributor