Registered Client Service Associate - Newport Beach, CA
Core
Provide comprehensive administrative and operational support to financial advisors, managing client accounts, onboarding, and compliance.
Role type
Client Service Associate (Wealth Management)
Builds
Client accounts and operational workflows for financial advisors
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Series 7 or Series 66 license, client-facing experience, account management, trade execution, CRM proficiency, regulatory compliance
Preferred skills
Bachelor's degree in finance/business/accounting, 3+ years in financial services
Technologies
Microsoft Office, financial CRM software
Responsibilities
Serve as primary point of contact for clients, support new client onboarding, process account documentation, monitor account activity, maintain client records, coordinate with custodians, assist financial advisors with operations
Seniority
Mid-level, hands-on IC