Vice President, Assistant General Counsel - Retirement
Core
Provide pragmatic legal advice and thought leadership for the company's retirement and recordkeeping business, focusing on regulatory compliance and client contracts.
Role type
Senior IC Vice President, Assistant General Counsel (Retirement)
Builds
Retirement plan capabilities, client agreements, and regulatory compliance frameworks
Domain
Financial Services / Retirement Plans / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
ERISA expertise, Internal Revenue Code knowledge, securities law expertise, contract negotiation, regulatory analysis, fiduciary responsibility management
Preferred skills
Project management, strategic thinking, AI tool adoption
Technologies
AI tools
Responsibilities
Advise on regulatory developments from DOL, IRS, SEC, FINRA; Analyze compliance and contractual issues for retirement plans; Draft and negotiate contracts with plan clients and service providers; Support omnibus recordkeeping relationships; Develop plan and participant program capabilities
Seniority
Senior, hands-on IC