Director, TS Business Operations
Core
Director leading real-time overnight market operations, risk management, and regulatory response for over-the-counter trading in exchange-listed securities.
Role type
Senior IC Director (Market Operations & Risk)
Builds
Operational plans, risk mitigation strategies, and real-time incident response for market halts and trade breaks.
Domain
Financial Services / Securities Regulation / Market Infrastructure
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Real-time market operations leadership, risk identification and escalation, regulatory intelligence analysis, team management of managers/ICs, cross-functional stakeholder influence, equity market structure expertise, Trade Reporting Facility (TRF) data governance, incident management under time-sensitive conditions.
Preferred skills
Mastery-level knowledge of industry practices, experience advising external financial institutions and regulators, public speaking at regulatory conferences.
Technologies
Trade Reporting Facilities (TRFs), Alternate Trading Systems (ATS), regulatory intelligence platforms.
Responsibilities
Lead FINRA's real-time overnight response to market halts and trade breaks; manage a team of managers and individual contributors; establish and oversee TRF participant contact and reference data databases; advise senior leaders on regulatory issues and risk management strategy; direct staff in reviewing regulatory alerts, tips, and complaints; represent FINRA at public regulatory conferences.
Seniority
Director, leadership team member with hands-on operational oversight
