Associate Director, State Government Affairs
Core
Serves as a liaison on state regulatory and legislative matters, monitoring initiatives affecting FINRA and the securities industry to deliver actionable intelligence to senior leadership.
Role type
Associate Director, State Government Affairs (Individual Contributor)
Builds
Enterprise-wide state relationship strategies and regulatory impact assessments for FINRA programs
Domain
Securities regulation, state government affairs, capital markets
Deliverable
Dashboards & analysis
Required skills
Securities law knowledge, state legislative process expertise, regulatory impact assessment, stakeholder relationship management, comment letter preparation, external consultant oversight
Preferred skills
Advanced degree, state lobbying experience, complex policy environment navigation
Technologies
None stated
Responsibilities
Monitor and analyze state legislation and regulations impacting FINRA; Serve as point of contact for state regulators and legislative staff; Independently prepare comment letters and testimony; Coordinate with internal stakeholders to assess regulatory impacts; Represent FINRA at meetings and conferences; Advise executives on enterprise-wide state strategies
Seniority
Senior, hands-on IC
