Vice President and Deputy Chief of Staff, Office of Chief Legal Officer
Core
Senior executive operations and strategy leader supporting the Office of the Chief Legal Officer (OCLO) and FINRA's mission of investor protection and market integrity.
Role type
Vice President and Deputy Chief of Staff (Executive Operations & Strategy)
Builds
Centralized operational support, strategic technology plans, and cross-functional initiatives for FINRA's regulatory operations.
Domain
Financial Services / Regulatory Compliance / Corporate Operations
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Strategic planning, cross-functional leadership, crisis management, process improvement, project management, stakeholder influence, regulatory landscape knowledge, organizational strategy development, change management, executive liaison
Preferred skills
MBA, JD, or other graduate degree; experience in financial services or regulated industry; knowledge of U.S. markets and broker-dealer industry
Technologies
Strategic technology planning tools, reporting systems, project management software
Responsibilities
Lead intra- and inter-departmental initiatives; develop and implement OCLO's organizational strategy; establish processes, standards, and key metrics; oversee strategic technology plan implementation; represent senior leadership in internal and external settings; drive decisions and resolve conflicts among senior parties; triage and address complex, novel matters and crises; support compensation planning and staffing processes.
Seniority
Executive, strategic leadership & mentorship