Senior Director, Surveillance and Market Intelligence
Core
Leading the Testing and Risk Optimization team within Regulatory Operations to oversee strategic direction, surveillance pattern development, and risk management for market integrity.
Role type
Senior Director, Regulatory Operations (Surveillance)
Builds
Surveillance tools, patterns, and departmental reports for FINRA's mission of investor protection and market integrity.
Domain
Financial Services / Securities Regulation
Required skills
Strategic planning, team leadership, risk management, process improvement, project management, regulatory program leadership, data analytics, stakeholder management, public speaking
Preferred skills
Understanding of surveillance development lifecycle, knowledge of industry technology trends
Technologies
Power BI, Dataiku
Responsibilities
Direct short-term and long-term strategic and operational plans; monitor program risks and develop solutions; direct team day-to-day operations; promote a culture of continuous innovation; coordinate maintenance of surveillance policies and procedures; analyze return on investment for surveillance enhancements; represent FINRA in internal/external meetings and speaking engagements; lead multi-level initiatives across Regulatory Operations.
Seniority
Senior Director, strategic leadership & team management