Executive Vice President, Risk & Intelligence
Core
Strategic leader overseeing risk monitoring, intelligence collection, and emerging risk identification to enhance FINRA's regulatory effectiveness.
Role type
Executive Vice President, Risk & Intelligence
Builds
Integrated risk assessment and intelligence operations for the Financial Industry Regulatory Authority (FINRA)
Domain
Financial Services Regulation / Securities Markets
Deliverable
Dashboards & analysis
Required skills
Strategic vision, risk management, intelligence operations, securities markets expertise, governance frameworks, data synthesis, executive presence, organizational leadership
Preferred skills
SRO/SEC regulatory experience, securities licensing, intelligence operations background, cross-functional initiative management, emerging technology knowledge
Technologies
Advanced analytics, artificial intelligence, machine learning
Responsibilities
Establish strategic vision for risk and intelligence, advise executive leadership on systemic risks, drive collaboration across regulatory departments, engage with member firms on risk and intelligence, oversee development of risk monitoring frameworks, direct intelligence operations to identify patterns and trends, recruit and develop top-tier talent
Seniority
Executive, strategic leadership