Executive Vice President, Risk & Intelligence
Core
Strategic leader overseeing risk monitoring, intelligence, and emerging risk identification to enhance FINRA's regulatory effectiveness.
Role type
Executive Vice President, Risk & Intelligence
Builds
Integrated risk assessment and intelligence operations for FINRA
Domain
Financial Services Regulation / Risk Management / Intelligence
Deliverable
production ML models
Required skills
Strategic vision, risk management, intelligence operations, securities markets expertise, governance frameworks, advanced analytics, team development
Preferred skills
SRO/SEC regulatory experience, securities licenses (SIE, Series 7, 24), intelligence operations background, emerging technology knowledge
Technologies
Artificial intelligence, machine learning, advanced analytics
Responsibilities
Establish strategic vision for risk and intelligence, advise executive leadership on systemic risks, drive cross-departmental collaboration, oversee risk monitoring frameworks, direct intelligence operations, champion adoption of AI/ML, recruit and develop top-tier talent
Seniority
Executive, strategic leadership