Case Specialist, Dispute Resolution
Core
Administrative professional managing FINRA arbitration cases, including intake, document processing, fee assessment, and panel composition.
Role type
Administrative Case Specialist (Dispute Resolution)
Builds
Case files and administrative records for FINRA arbitration proceedings
Domain
Financial regulation / Securities arbitration
Required skills
Legal document analysis, case intake processing, deadline management, fee assessment, conflict checking, electronic docket management, customer service
Preferred skills
Familiarity with electronic docket management programs, web-based Portal systems
Technologies
ODR Portal, electronic docket management systems
Responsibilities
Process initial and subsequent pleadings, monitor case reports for compliance, maintain motions calendar, assess fees and fee waivers, review arbitrator challenges, close settled cases, manage panel composition
Seniority
Entry-level, individual contributor