Registered Client Service Associate
Core
Provide high-touch administrative support to Financial Advisors, managing client onboarding, account maintenance, asset transfers, and portfolio rebalancing.
Role type
Client Service Associate (Financial Services)
Builds
Client accounts, financial reports, and portfolio adjustments
Domain
Financial Services / Securities
Deliverable
client delivery
Required skills
Client Relationship Management (CRM) software, Excel, Series 7, Series 63/65/66, SIE, investment concepts, financial regulations, account analysis
Preferred skills
Managed account platforms, goal planning software, marketing support
Technologies
Client Relationship Management (CRM) software, Excel, managed account platforms
Responsibilities
Serve as first point of contact for client inquiries and scheduling; onboard new clients and open accounts; process asset transfers and monitor cash; input orders and rebalance portfolios; prepare financial reports and spreadsheets; maintain client records and documentation.
Seniority
Entry-level to Junior