Enterprise Policy Governance Manager
Core
Builds, analyzes, and continuously improves the enterprise policy governance program across Raymond James, leading projects with significant business impact.
Role type
Senior IC enterprise policy governance manager
Builds
Enterprise-wide policy governance program, standards, and committee charters
Domain
Financial services / Regulatory compliance
Required skills
Policy governance strategy, project management, strategic planning, compliance obligations, financial services industry knowledge, bank holding company operations, retail broker dealer clearing firm operations, document drafting, regulatory analysis
Preferred skills
Six years of experience in compliance and/or financial services, additional licenses/certifications in industry regulation
Technologies
Standard office equipment, required software applications, spreadsheets, databases
Responsibilities
Partner with policy owners to develop, review, update, and maintain enterprise policies and standards; Coordinate policy lifecycle activities including drafting, review, approval, publication, and periodic review; Facilitate stakeholder review and challenge processes; Prepare materials to support review and approval by governance committees; Maintain policy governance records, inventories, metrics, and reporting; Collaborate to identify policy gaps and support updates driven by regulatory changes; Support administration and continuous improvement of policy governance processes.
Seniority
Senior, hands-on IC
