Compliance Sr. Manager, Enterprise Policy Governance
Core
Builds and continuously improves the enterprise policy governance program, ensuring alignment with regulatory obligations across the firm.
Role type
Senior individual contributor compliance manager (policy governance)
Builds
Enterprise-wide policy governance program and compliance reporting processes
Domain
Financial services / Regulatory compliance
Required skills
Policy governance strategy, project management, strategic planning, financial services regulations, document drafting, regulatory research
Preferred skills
Additional licenses/certifications in industry regulation
Technologies
Standard office equipment, required software applications
Responsibilities
Partner with policy owners to create and update enterprise policies; facilitate policy review, drafting, and vetting with senior stakeholders; review and approve policies at the Enterprise Risk Management Committee and Board of Directors; collaborate on gap analysis and needs assessments; manage compliance reporting processes and approve corrective actions; coach and mentor compliance associates; establish objectives and processes for regulatory adherence; monitor audits and compliance correspondence; recommend policy changes to Senior Management; research regulatory updates to identify trends.
Seniority
Senior, hands-on IC with strategic influence
