Registered Client Service Associate - Washington, D.C.
Core
Provides high-touch administrative support to Financial Advisors, managing client onboarding, account transfers, portfolio rebalancing, and financial reporting.
Role type
Client Service Associate (Financial Services)
Builds
Client accounts, financial reports, and portfolio management records
Domain
Financial Services / Securities Industry
Required skills
Client Relationship Management (CRM) software, Excel, Managed account platforms, Investment concepts, Financial markets regulations, Trading terminology
Preferred skills
Series 7, Series 63/65/66 licenses, SIE license, Securities industry experience
Technologies
Client Relationship Management (CRM) software, Goal planning software, Excel
Responsibilities
Onboards new clients and opens accounts, processes asset transfers, monitors cash for investment, prepares financial reports, inputs orders and rebalances portfolios, assists with marketing events
Seniority
Entry-level to Mid-level, hands-on IC