Registered Client Service Associate
Core
Provide high-touch administrative support to Financial Advisors, managing client onboarding, account operations, and daily client interactions.
Role type
Client Service Associate (Financial Services)
Builds
Client accounts, financial reports, and portfolio rebalancing records
Domain
Financial Services / Securities
Deliverable
client delivery
Required skills
Client Relationship Management (CRM) software, Excel, Series 7 license, Series 63/65/66 licenses, SIE license, portfolio rebalancing, cash monitoring, corporate action processing
Preferred skills
Securities industry experience, goal planning software, managed account platforms
Technologies
Client Relationship Management (CRM) software, Goal planning software, Excel
Responsibilities
Serve as first point of contact for client inquiries and scheduling; onboard new clients and open accounts; process asset transfers and monitor cash; prepare financial reports and input orders; maintain client records and files; assist with marketing events.
Seniority
Entry-level, individual contributor