Branch Manager (Salt Lake City, UT)
Core
Oversee day-to-day operations of a Raymond James & Associates retail branch, including supervising Financial Advisors, managing sales goals, and ensuring compliance.
Role type
Branch Manager (Financial Services)
Builds
Retail branch operations and client service
Domain
Financial Services / Wealth Management
Required skills
Team leadership, Financial market analysis, Regulatory compliance, Budget management, Client relationship management, Strategic planning
Preferred skills
Community affairs representation, Sales promotion facilitation
Technologies
Office equipment, Spreadsheets, Databases, Electronic communication
Responsibilities
Attract, select, orient, train, and retain Financial Advisors and support staff; Evaluate branch structure and strategic plan; Ensure compliance with firm and regulatory policies; Supervise daily trading and office activities; Document and resolve client complaints; Perform reviews of client accounts; Develop and implement plans to meet office sales goals; Develop and monitor office revenue and expense budgets; Inform FAs about new products and underwritings; Participate in community affairs.
Seniority
Manager, hands-on leadership