Director, Operations | Advisor Transitions Management
Core
Lead operational strategy and execution for shared services supporting advisor transitions, overseeing a large team of associates and contractors.
Role type
Director of Operations (Transitions Management)
Builds
Scalable processes and operational plans for advisor onboarding and transition services
Domain
Financial Services / Wealth Management / Operations
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Organizational change leadership, talent development and succession planning, leading leaders and individual contributors, financial professional onboarding lifecycle expertise, process improvement, enterprise-wide program leadership, strategic thinking
Preferred skills
SIE, Series 99, Series 7, Series 24, Series 9/10
Technologies
N/A
Responsibilities
Develop relationships with internal stakeholders (recruiting, supervision, channel leadership, Core Operations, Marketing, Registrations, Risk), lead a diverse team from entry-level to leadership, drive continuous operational improvements, manage contract workforce strategy including training and performance management, contribute to workplace morale for 80-100 associates, support Transitions Management strategy with operational plans, represent the function in advisor events, identify and prioritize capability development needs
Seniority
Director, strategic leadership & team management