Director, Compliance IT
Core
Director of IT Compliance overseeing the Technology Compliance Program and Governance Framework for Raymond James Financial's Information Compliance Risk Management group.
Role type
Director, Compliance IT (Strategy & Governance)
Builds
Global IT compliance program, regulatory change management processes, and risk assessment methodologies.
Domain
Financial Services / Securities & Banking / Regulatory Compliance
Deliverable
Dashboards & analysis / Client delivery
Required skills
IT compliance program management, regulatory change management, compliance risk assessment, stakeholder partnership, project management, financial markets knowledge, securities industry regulations
Preferred skills
Master's degree, additional industry regulation certifications
Technologies
Standard office software, databases, spreadsheets
Responsibilities
Oversee Technology Compliance Program and Governance Framework, drive development of compliance methodology, advise senior leadership on tech compliance risks, conduct compliance risk assessments across tech/cybersecurity/privacy/AI/cloud/third-party domains, lead regulatory change management, partner with IT/Security/Legal/Risk/Audit/business leadership
Seniority
Director, strategic oversight & mentorship
