Registered Client Associate - Atlanta, GA
Core
Administrative and operational support for financial advisors and clients, including account management, trade processing, and compliance documentation.
Role type
Client Associate (Wealth Management)
Builds
Client accounts, trade executions, and operational workflows for financial advisors
Domain
Financial Services / Wealth Management
Required skills
Series 7 license, Series 66 (or 63/65) license, account documentation management, trade processing, client correspondence preparation, fund transfer facilitation, compliance adherence
Preferred skills
Bachelor's degree, adaptability to changing technology
Technologies
Desktop tools, word processing software
Responsibilities
Answering account questions and handling inquiries, processing checks/wires/ACHs, maintaining account records, preparing client correspondence, researching problems and escalating to advisors
Seniority
Individual Contributor