Senior Investment Associate
Core
Supports portfolio managers and Investment Advisors by preparing client meeting materials, processing account transactions, and managing client inquiries.
Role type
Senior Investment Associate (Wealth Management)
Builds
Client account files, portfolio reports, and transaction records for sophisticated individuals and institutions.
Domain
Wealth Management / Asset Servicing
Required skills
Investment product knowledge, analytical skills, organizational skills, communication skills, tax cost research, trade processing, fee analysis, risk management practices
Preferred skills
CFA or CFP designation coursework, mastery of GDWM tool, ability to make proactive recommendations
Technologies
EDS, PIMS, IMS, PAS, CIT, GDWM
Responsibilities
Prepare portfolio materials for client review meetings, set up account documentation files, process fund trades and cash transfers, communicate with clients and portfolio managers, research tax discrepancies, analyze fee worksheets, follow up on client inquiries via phone or correspondence.
Seniority
Mid-level, hands-on IC