Associate
Core
Licensed Associate providing world-class client service, trade settlement, and administrative support to a Private Investment Management (PIM) team.
Role type
Licensed Associate (Wealth Management)
Builds
Client accounts and wealth management processes
Domain
Wealth Management / Investment Services
Deliverable
client delivery
Required skills
Licensed Associate status, Canadian Investment Regulatory Exam (CIRE), Administrative experience, Client service, Trade settlement, Account management, Data entry, Compliance monitoring
Preferred skills
Knowledge of Dominion Securities systems, Undergraduate degree, 3+ years in investment field
Technologies
myGPS, Contact management systems
Responsibilities
Provide proactive client experience and problem resolution, Follow-up on client trades for settlement, Maintain audit of wealth management activities, Coordinate with wealth management and insurance specialists, Update team communication channels (LinkedIn, Facebook, newsletters)