Client Associate/Registered Client Associate
Core
Support Financial Advisors in client onboarding, account management, and wealth planning execution.
Role type
Client Associate / Registered Client Associate
Builds
Client accounts, investment portfolios, and wealth planning strategies
Domain
Wealth Management / Financial Services
Deliverable
client delivery
Required skills
Series 7, Series 66 (or 63/65), stock market analysis, fixed income products, equities, mutual funds, insurance, annuities, compliance regulations
Preferred skills
Salesforce, Money Guide Pro
Technologies
AdvisoryLink, Salesforce, Money Guide Pro
Responsibilities
Gather client suitability information and open new accounts, Facilitate fund transfers and securities issuance, Process investment advisory agreements, Research complex account problems and deliver resolutions, Communicate investment strategies to clients, Identify business development opportunities
Seniority
Mid-level, individual contributor