Branch Service Manager / Registered Client Associate
Core
Player-coach role acting as primary liaison between Complex management and branch, overseeing staff operations, client account onboarding, and securities processing.
Role type
Branch Service Manager (Registered Client Associate)
Builds
Operational efficiency, client account records, and securities transactions for RBC Wealth Management clients.
Domain
Financial Services / Wealth Management
Required skills
Financial services experience, industry rules/regulations knowledge, Series 7 and 66 (or 63/65) license, securities handling, trade processing, fund transfer, check/wire/ACH processing, staff supervision, policy communication
Preferred skills
Bachelor's degree, supervisory experience
Technologies
N/A
Responsibilities
Oversee branch staff and operations including onboarding and training; ensure effective communication of policy changes; onboard new accounts and record securities; oversee cage activities for timely transaction processing; assist clients with account questions and process trades/funds.
Seniority
Mid-level, hands-on IC with supervisory duties