Client Associate
Core
Administrative and operational support for financial advisors and clients, including account management, trade processing, and compliance documentation.
Role type
Client Associate (Wealth Management)
Builds
Client accounts and advisor business operations
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Account administration, trade processing, compliance documentation, client communication, problem resolution, technology adaptation
Preferred skills
Financial services experience, current FINRA registrations
Technologies
Trade execution platforms, account management systems, wire/ACH processing tools
Responsibilities
Build and maintain professional relationships with clients by assisting them and answering account questions; Handle account inquiries and customer needs; Adhere to compliance standards by obtaining and maintaining appropriate account documentation; Facilitate the transfer of funds and securities, complete trades, and process checks, wires, and ACHs; Maintain confidentiality in accordance with company Code of Conduct.