Senior Associate
Core
Support Advisors in wealth management planning, maintain client accounts, and ensure regulatory compliance for client files.
Role type
Senior Associate, Wealth Management Operations
Builds
Client account administration and wealth management support services
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Client account management, Regulatory compliance, Client service, Time management, Business applications proficiency, Trade settlement support
Preferred skills
Securities industry experience
Technologies
Microsoft Office Suite, RBC Dominion Securities systems
Responsibilities
Maintain existing client accounts and identify contact opportunities, Respond to client inquiries regarding transactions and documentation, Liaise with internal departments to resolve client issues, Assist in onboarding new clients, Coordinate meetings between Advisors and clients, Ensure client files are accurate and compliant with industry regulations
Seniority
Mid-level, hands-on IC