Analyst, Communications Surveillance
Core
Conduct reviews of electronic and audio communications to support the Compliance and Surveillance Program for RBC Capital Markets, Global Asset Management, Wealth Management, and Transaction Banking.
Role type
Compliance Analyst (Communications Surveillance)
Builds
Electronic and audio communications monitoring functionality for financial services clients
Domain
Financial Services / Compliance
Deliverable
production ML models | product features | dashboards & analysis | client delivery
Required skills
Analytical abilities, problem solving, investigative analysis, attention to detail, proactive approach, ability to work with limited supervision
Preferred skills
Capital Markets or Wealth Management Compliance experience, trading background, finance degree
Technologies
Electronic communications platforms, audio monitoring systems, e-mail retrieval systems
Responsibilities
Conduct reviews of electronic and audio communications, drive general monitoring functionality, instigate proactive searches across communication platforms, facilitate e-mail retrievals for investigations, develop reports and processes for monitoring programs
