Senior Associate
Core
Support Advisors in managing client portfolios, maintaining account administration, and ensuring regulatory compliance for wealth management clients.
Role type
Senior Associate, Wealth Management Operations
Builds
Client account files, compliance documentation, and support for wealth management planning
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Canadian Investment Regulatory Exam (CIRE), 2+ years CIRO firm experience, Microsoft Office Suite, time management, client service, verbal/written English, Wealth Management or Banking industry experience
Preferred skills
Knowledge of RBC Dominion Securities systems and procedures
Responsibilities
Maintain existing client accounts and identify contact opportunities; Respond to client inquiries regarding transactions and documentation; Liaise with internal departments for problem resolution; Onboard new clients; Coordinate meetings for Advisors; Ensure client files are accurate and compliant; Follow up on client trades for settlement; Support the Wealth Management process audit