Senior Registered Client Associate
Core
Senior Registered Client Associate supporting financial advisors in client service, account administration, and trade processing.
Role type
Senior Registered Client Associate
Builds
Client accounts and advisor business operations
Domain
Wealth Management / Financial Services
Deliverable
client delivery
Required skills
Series 7, Series 66 (or 63/65), account administration, trade processing, compliance adherence, client relationship management
Responsibilities
Build and maintain professional relationships with clients by assisting them and answering account questions; Handle account inquiries and customer needs; Adhere to compliance standards by obtaining and maintaining appropriate account documentation; Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH's; Maintain confidentiality in accordance with RBC's Code of Conduct.